Fully Disclosed Fee Schedule

The occurrence of any or all of the charges listed below against your account(s) may or may not be applicable to you and solely depends upon the nature of your business. Any fees charged will appear on your monthly statement on the date incurred. Any and all deposits into your brokerage account must be made payable to National Financial Services, LLC. Any checks made payable to PCS or G+C will be returned.

ACAT Transfers Out (full account only)	$30.00 per year
Annual Custody Fee (*Inactive Account)	$35.00 per year
Bounced Check Fee	$25.00 per transaction
Brokerage Portfolio Account	$100.00 per year
Brokerage Access Account - with optional Debit Card	$50.00 per year
Brokerage Access Account - with Visa Platinum	$150.00 per year
Confirmation Postage & Handling	$3.00
Fed. Fund Wire Transfer Fee	$15.00
Late Settlement Fee	$0.35 per $1,000 per day
Legal Returns	$20.00 per transaction
Legal Transfers	$20.00 per transaction
Mailgrams	$5.00 per mailgram
Margin Trade Extensions	$10.00 per extension
Mutual Fund Exchanges (non-Fidelity, not participating in NTF Program)	$10.00 per transaction
Mutual Fund Redemption (non-Fidelity, not participating in NTF Program)	$10.00 per transaction
Overnight Courier Requests	$15.00
Retirement Account Closing Fee	$75.00
Retirement Account Maintenance Fee	$35.00 per year
Statement Copies - Additional Copies	$5.00 per copy
Stop Payment Requests	$25.00 per transaction
Transfer & Ship	$25.00 per transaction
Unauthorized Short Sales	$250.00 per transaction
Unauthorized Restricted Stock Sale (Rule 144)	$250.00 per transaction

*An account will be considered inactive if:

1. Account held a position or balance on December 31, of the previous year, and
2. No trading activity or margin interest was generated during the period of January 1 to December 31, of the current year. Note: Periodic Investments, Systematic Withdrawals, Mutual Fund Exchanges, Equity Dividend Reinvestment are defined as trading activity. Mutual Fund dividend reinvestments are not defined as trading activity.

Accounts with a money market balance of $10,000 by 12/31 of the current year are considered active. Additionally, Brokerage Portfolio accounts, Wrap accounts and Retirement accounts are exempt from the inactive account fee.

Privacy Disclosure Notice

This privacy notice is being provided to you as either a client of Prime Capital Services, Inc. (a registered broker-dealer, member NASD/SIPC) and/or its affiliate Asset and Financial Planning, Ltd. (SEC Registered Investment Adviser). Our goal at Prime Capital Services, Inc. and Asset & Financial Planning, Ltd. is to protect your privacy. During the regular course of business we may collect nonpublic personal information from sources such as:

• Information reported by you on new account applications or other forms you provide to us.
• Information about your transactions with our affiliates, others, or us.

As Prime Capital Services, Inc. and Asset & Financial Planning, Ltd. share nonpublic information solely to service our client account(s), we do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.

Information Safeguarding

Prime Capital Services, Inc. and Asset & Financial Planning, Ltd. will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account. In addition, we will maintain physical, electronic and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information.